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Inactive

Kelly Anne Mangum

Cerity Partners LLC

Louisville, KY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-11-20
  • KY RA
    APPROVED
    Since 2025-11-20

Branch Locations

2201 High Wickham Place, Louisville, KY 40245 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cerity Partners Llc New York NY 01/2023 Present
Argi Investment Services Louisville KY 05/2018 01/2023
Mangum Enterprises Brooks KY 09/2016 05/2018
Suntan City Shepherdsville KY 10/2017 10/2019
Homemaker Mt Washington KY 10/2014 09/2016
  • 01/2023 → Present
    Cerity Partners Llc
    New York, NY
  • 05/2018 → 01/2023
    Argi Investment Services
    Louisville, KY
  • 09/2016 → 05/2018
    Mangum Enterprises
    Brooks, KY
  • 10/2017 → 10/2019
    Suntan City
    Shepherdsville, KY
  • 10/2014 → 09/2016
    Homemaker
    Mt Washington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-20
  • S65 Uniform Investment Adviser Law Examination
    2025-11-20

View on SEC IAPD

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