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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
IA RA APPROVED 2025-01-21
  • TX RA
    APPROVED
    Since 2026-07-09
  • IA RA
    APPROVED
    Since 2025-01-21

Branch Locations

603 Poplar St, Atlantic, IA 50022 • United States

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wakonda Club Des Moines IA 08/2023 11/2024
Aegon Asset Management Cedar Rapids IA 01/2023 08/2023
Wakonda Club Des Moines IA 08/2022 01/2023
Tri-City Electric Des Moines IA 06/2022 08/2022
University Of Iowa Iowa City IA 08/2020 06/2022
Trostel's Greenbriar Johnston IA 01/2016 08/2020
Principal Life Insurance Company West Des Moines IA 11/2024 Present
Principal Securities, Inc. West Des Moines IA 11/2024 Present
Heartland Wealth Advisors Atlantic IA 03/2026 Present
  • 08/2023 → 11/2024
    Wakonda Club
    Des Moines, IA
  • 01/2023 → 08/2023
    Aegon Asset Management
    Cedar Rapids, IA
  • 08/2022 → 01/2023
    Wakonda Club
    Des Moines, IA
  • 06/2022 → 08/2022
    Tri-City Electric
    Des Moines, IA
  • 08/2020 → 06/2022
    University Of Iowa
    Iowa City, IA
  • 01/2016 → 08/2020
    Trostel's Greenbriar
    Johnston, IA
  • 11/2024 → Present
    Principal Life Insurance Company
    West Des Moines, IA
  • 11/2024 → Present
    West Des Moines, IA
  • 03/2026 → Present
    Heartland Wealth Advisors
    Atlantic, IA
Other Businesses

**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 53 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2025 ADDRESS: 6701 Westown Parkway Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance: Life, Disability, Annuities, Long term care, Health, Medicare Supplements, Group Benefits. **HEARTLAND WEALTH ADVISORS (DBA) POSITION: Financial Advisor NATURE: Business Consulting, DI, Fee Based Financial Planning, Financial Strategies/Needs Analysis, Life Insurance/Annuities, Mutual Funds, Securities VA/VL, Seminars and Educational Workshops INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/12/2026 ADDRESS: 603 Poplar Street, Atlantic IA 50022, United States DESCRIPTION: DBA Marketing Name. **BARTENDING POSITION: Bartender NATURE: Bartending for private events INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2026 ADDRESS: 3915 Fleur Drive, Des Moines IA 50321, United States DESCRIPTION: Service is provided for a private wedding. Beverage service needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-18
  • S66 Uniform Combined State Law Examination
    2025-01-18
Other Names
  • Nathan Lane

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