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Brian S. Fletcher

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-04-01
TX RA APPROVED 2024-04-01
  • AZ RA
    APPROVED
    Since 2024-04-01
  • TX RA
    APPROVED
    Since 2024-04-01

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 10/2013 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 09/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-30
S66 Uniform Combined State Law Examination 2007-01-29
  • S65 Uniform Investment Adviser Law Examination
    2024-03-30
  • S66 Uniform Combined State Law Examination
    2007-01-29
Other Names
  • Brian S Fletcher

View on SEC IAPD

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