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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-02
TX RA APPROVED 2026-01-29
  • FL RA
    APPROVED
    Since 2026-02-02
  • TX RA
    APPROVED
    Since 2026-01-29

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

6901 Professional Pkwy E Suite 200, Sarasota, FL 34240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jv Precision Machine Co. Seymour CT 08/2006 12/2020
National Sod Wholesalers Milford FL 06/2020 Present
Sunshine Sod Naples FL 10/2023 Present
Rh Capital Dba Refined Financial Naples FL 10/2023 Present
Sigma Planning Corporation Ann Arbor MI 01/2025 05/2025
Ae Wealth Management, Llc Topeka KS 05/2025 01/2026
Foundations Investment Advisors Llc Phoenix AZ 01/2026 Present
  • 08/2006 → 12/2020
    Jv Precision Machine Co.
    Seymour, CT
  • 06/2020 → Present
    National Sod Wholesalers
    Milford, FL
  • 10/2023 → Present
    Sunshine Sod
    Naples, FL
  • 10/2023 → Present
    Rh Capital Dba Refined Financial
    Naples, FL
  • 01/2025 → 05/2025
    Sigma Planning Corporation
    Ann Arbor, MI
  • 05/2025 → 01/2026
    Topeka, KS
  • 01/2026 → Present
    Phoenix, AZ
Previous Registrations
Other Businesses

1)Refined Financial LLC; Yes, Investment Related; 15108 Wildflower Circle, Naples FL 34119; Insurance Sales; POSITION Owner; Start Date 9/2023; Approx. 20 hours a month; Approx. 00 hours during trading; Selling life insurance and annuities. 2)National Sod Wholesalers LLC. No, Investment Related; 26 Broad St. Milford CT 06460; Remote online broker that sells sod to retail customers in NY, NJ and ME.; Owner; Start date: 1/29/21, approx. 20 hrs/mo 00 hours during trading. Oversight, make sure website SEO is working properly. 3)Sunshine Sod Commerce, LLC. No, investment related; 15108 Wildflower Circle, Naples FL 34119; Remote online broker that sells sod to retail customers in southwest FL.; Owner Start date: 9/25/23, approx. 20 hrs/mo. Oversight, make sure website has ECO efficiency.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-06
  • S65 Uniform Investment Adviser Law Examination
    2024-08-06
Other Names
  • Joe Visinski

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