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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-15 |
Branch Locations
708C E Grand Ave, Arroyo Grande, CA 93420 • United States
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santa Barbara Middle School | Santa Barbara | CA | 01/2014 | 05/2017 |
| Santa Barbara Motorsports | Santa Barbara | CA | 05/2017 | 09/2017 |
| Dino's Body Shop | Goleta | CA | 09/2017 | 09/2019 |
| Bishop Diego High School | Santa Barbara | CA | 08/2018 | 06/2022 |
| In-N-Out Burger | Santa Barbara | CA | 04/2020 | 09/2023 |
| Cal Poly San Luis Obispo | San Luis Obispo | CA | 09/2023 | 06/2024 |
| Asset Preservation Strategies | Santa Barbara | CA | 06/2024 | 09/2024 |
| Cal Poly San Luis Obispo | San Luis Obispo | CA | 09/2024 | Present |
| Perennial Financial Services | Arroyo Grande | CA | 11/2024 | 12/2025 |
| Lpl Financial | Arroyo Grande | CA | 11/2024 | Present |
| Perennial Financial Services | Arroyo Grande | CA | 12/2025 | Present |
1.07/22/2025; (HYBRID) Perennial Financial Services; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 08/13/2025; 173hrs/mth; 8hrs during trading; I provide administrative support to Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2.07/22/2025; (HYBRID) PERENNIAL INVESTMENT ADVISORS, LLC / PERENNIAL INVESTMENT ADVISORS, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 08/13/2025; 173hrs/mth; 8hrs during trading; I provide administrative support to Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.08/27/2026; Perennial Legacy Insurance Solutions; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/31/2026; 10hrs/mth; 2hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-02 |
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