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Current Employers
Perennial Financial Services

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-15
  • CA RA
    APPROVED
    Since 2025-12-15

Branch Locations

708C E Grand Ave, Arroyo Grande, CA 93420 • United States

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santa Barbara Middle School Santa Barbara CA 01/2014 05/2017
Santa Barbara Motorsports Santa Barbara CA 05/2017 09/2017
Dino's Body Shop Goleta CA 09/2017 09/2019
Bishop Diego High School Santa Barbara CA 08/2018 06/2022
In-N-Out Burger Santa Barbara CA 04/2020 09/2023
Cal Poly San Luis Obispo San Luis Obispo CA 09/2023 06/2024
Asset Preservation Strategies Santa Barbara CA 06/2024 09/2024
Cal Poly San Luis Obispo San Luis Obispo CA 09/2024 Present
Perennial Financial Services Arroyo Grande CA 11/2024 12/2025
Lpl Financial Arroyo Grande CA 11/2024 Present
Perennial Financial Services Arroyo Grande CA 12/2025 Present
  • 01/2014 → 05/2017
    Santa Barbara Middle School
    Santa Barbara, CA
  • 05/2017 → 09/2017
    Santa Barbara Motorsports
    Santa Barbara, CA
  • 09/2017 → 09/2019
    Dino's Body Shop
    Goleta, CA
  • 08/2018 → 06/2022
    Bishop Diego High School
    Santa Barbara, CA
  • 04/2020 → 09/2023
    In-N-Out Burger
    Santa Barbara, CA
  • 09/2023 → 06/2024
    Cal Poly San Luis Obispo
    San Luis Obispo, CA
  • 06/2024 → 09/2024
    Asset Preservation Strategies
    Santa Barbara, CA
  • 09/2024 → Present
    Cal Poly San Luis Obispo
    San Luis Obispo, CA
  • 11/2024 → 12/2025
    Arroyo Grande, CA
  • 11/2024 → Present
    Lpl Financial
    Arroyo Grande, CA
  • 12/2025 → Present
    Arroyo Grande, CA
Other Businesses

1.07/22/2025; (HYBRID) Perennial Financial Services; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 08/13/2025; 173hrs/mth; 8hrs during trading; I provide administrative support to Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2.07/22/2025; (HYBRID) PERENNIAL INVESTMENT ADVISORS, LLC / PERENNIAL INVESTMENT ADVISORS, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 08/13/2025; 173hrs/mth; 8hrs during trading; I provide administrative support to Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.08/27/2026; Perennial Legacy Insurance Solutions; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/31/2026; 10hrs/mth; 2hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-02
  • S66 Uniform Combined State Law Examination
    2025-12-02
Other Names
  • Maddox De Nunzio

View on SEC IAPD

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