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Joshua Andrew Hargis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Festus, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-13
MO RA APPROVED 2025-01-06
  • TX RA
    APPROVED
    Since 2025-02-13
  • MO RA
    APPROVED
    Since 2025-01-06

Branch Locations

998 E Gannon Dr, Festus, MO 63028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Festus MO 10/2024 Present
Bank Of America St Louis MO 03/2019 08/2024
Pinch Penny Pub Carbondale IL 08/2018 02/2019
Mayer Networks Carbondale IL 07/2018 10/2018
Rogers Enterprise Carbondale IL 01/2015 06/2018
Bank Of America, N.A. Festus MO 11/2024 Present
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Festus, MO
  • 03/2019 → 08/2024
    Bank Of America
    St Louis, MO
  • 08/2018 → 02/2019
    Pinch Penny Pub
    Carbondale, IL
  • 07/2018 → 10/2018
    Mayer Networks
    Carbondale, IL
  • 01/2015 → 06/2018
    Rogers Enterprise
    Carbondale, IL
  • 11/2024 → Present
    Bank Of America, N.A.
    Festus, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
  • S66 Uniform Combined State Law Examination
    2025-01-03
Other Names
  • Joshua Hargis

View on SEC IAPD

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Other Offices

EDWARD JONES · FESTUS, MO
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fetus, MO
EDWARD JONES · FESTUS, MO
EDWARD JONES · Festus, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Festus, MO
EDWARD JONES · FESTUS, MO
EDWARD JONES · FESTUS, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FESTUS, MO

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