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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-03-11 |
| FL | RA | APPROVED | 2019-06-03 |
Branch Locations
6400 C St Sw, Cedar Rapids, IA 52499 • United States
Seminole, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Cedar Rapids | IA | 09/2016 | Present |
| Fox Hollow Investments Llc | Seminole | FL | 10/2009 | Present |
| Wfgia | Cedar Rapids | IA | 08/2016 | Present |
| Northwest Youth Baseball And Softball | St. Petersburg | FL | 08/2024 | Present |
As an employee of Transamerica Financial Advisors, Inc., may perform home office functions for other business units. FOX HOLLOW INVESTMENTS LLC/Investment Related - No/13549 HERITAGE DRIVE, SEMINOLE, FL 33776/BUY, SELL, AND LEASE REAL PROPERTY/MANAGING MEMBER/10.2009/1/1/PART OWNER OF LLC, MANAGING MEMBER amp; TAX MATTERS PARTNER NORTHWEST YOUTH BASEBALL AND SOFTBALL POSITION: Co-VP of Softball NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 5801 22nd Ave N, St. Petersburg FL 33710, United States DESCRIPTION: I will be helping the league by handling softball related questions/concerns from parents, players, etc. I will help organize teams and coaches to ensure a smooth season. I will attend board meetings to discuss happening around the league and offer ideas on how to improve the league.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-08 |
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