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Roy Park

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manhattan Beach, CA

El Segundo, CA

Torrance, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-04
CA RA APPROVED 2024-12-07
  • TX RA
    APPROVED
    Since 2025-02-04
  • CA RA
    APPROVED
    Since 2024-12-07

Branch Locations

3016 N Sepulveda Blvd, Manhattan Beach, CA 90266 • United States

835 N Pacific Coast Hwy, El Segundo, CA 90245 • United States

21700 Hawthorne Blvd, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manhattan Beach CA 10/2024 Present
Unemployed Rancho Palos Verdes CA 03/2024 09/2024
Citibank, N.A. Manhattan Beach CA 09/2022 02/2024
Bank Of America, N.A. Los Angeles CA 01/2020 08/2022
Prime Equity Management Torrance CA 08/2005 12/2019
Bank Of America, N.A. Manhattan Beach CA 11/2024 Present
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Manhattan Beach, CA
  • 03/2024 → 09/2024
    Unemployed
    Rancho Palos Verdes, CA
  • 09/2022 → 02/2024
    Citibank, N.A.
    Manhattan Beach, CA
  • 01/2020 → 08/2022
    Bank Of America, N.A.
    Los Angeles, CA
  • 08/2005 → 12/2019
    Prime Equity Management
    Torrance, CA
  • 11/2024 → Present
    Bank Of America, N.A.
    Manhattan Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
  • S66 Uniform Combined State Law Examination
    2024-08-05
Other Names
  • Roy J Park
  • Roy Jin Park

View on SEC IAPD

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TIMOTHY WALLENDER
DAVID KEITH BATE
ANTHONY J FRATELLO
WILLIAM HAMADA PETTUS
VICTORIA ANN WILK
ARCADIA BERJONNEAU KEANE

Other Offices

BEACH CITIES WEALTH MANAGEMENT, LLC · MANHATTAN BEACH, CA
ACIES INVESTMENTS MANAGEMENT, LLC · MANHATTAN BEACH, CA
WALLENDER, TIMOTHY JOSEPH · MANHATTAN BEACH, CA
LPL FINANCIAL LLC · MANHATTAN BEACH, CA
MUTUAL ADVISORS, LLC · Manhattan Beach, CA
J.P. MORGAN SECURITIES LLC · MANHATTAN BEACH, CA
CURRENT EQUITY PARTNERS, LLC · MANHATTAN BEACH, CA
EPIC FUNDS · MANHATTAN BEACH, CA

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