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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-01 |
| SD | RA | APPROVED | 2019-05-23 |
Branch Locations
7408 S. Bitterroot Pl, Sioux Falls, SD 57108 • United States
Sioux Falls, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Services, Llc | Sioux Falls | SD | 05/2005 | 11/2018 |
| Professional Financial Services, Inc. | Sioux Falls | SD | 07/2015 | 04/2019 |
| Raymond James Financial Services, Inc. | Sioux Falls | SD | 04/2019 | Present |
| Rj Financial Services Advisors, Inc. | Sioux Falls | SD | 04/2019 | Present |
| Graber & Associates | Sioux Falls | SD | 12/2020 | Present |
| Plus Financial Network | Sioux Falls | SD | 12/2020 | Present |
| Cornerstone Financial Solutions, Inc | Sioux Falls | SD | 04/2019 | Present |
(1)Name of Business: Cornerstone Financial Solutions, Inc Address: 7408 S Bitterroot Place, Sioux Falls, SD, 57108, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/15/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Wealth Advisor, Financial Planning (2)Name of Business: Graber & Associates Address: 7408 S Bitterroot Pl, Sioux Falls, SD, 57108, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 12/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Referral business relationship (3)Name of Business: Plus Financial Network Address: 7408 S Bitterroot Pl, Sioux Falls, SD, 57108, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-04-03 |
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