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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-01
SD RA APPROVED 2019-05-23
  • TX RA
    APPROVED
    Since 2022-02-01
  • SD RA
    APPROVED
    Since 2019-05-23

Branch Locations

7408 S. Bitterroot Pl, Sioux Falls, SD 57108 • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Services, Llc Sioux Falls SD 05/2005 11/2018
Professional Financial Services, Inc. Sioux Falls SD 07/2015 04/2019
Raymond James Financial Services, Inc. Sioux Falls SD 04/2019 Present
Rj Financial Services Advisors, Inc. Sioux Falls SD 04/2019 Present
Graber & Associates Sioux Falls SD 12/2020 Present
Plus Financial Network Sioux Falls SD 12/2020 Present
Cornerstone Financial Solutions, Inc Sioux Falls SD 04/2019 Present
  • 05/2005 → 11/2018
    Lpl Financial Services, Llc
    Sioux Falls, SD
  • 07/2015 → 04/2019
    Professional Financial Services, Inc.
    Sioux Falls, SD
  • 04/2019 → Present
    Raymond James Financial Services, Inc.
    Sioux Falls, SD
  • 04/2019 → Present
    Rj Financial Services Advisors, Inc.
    Sioux Falls, SD
  • 12/2020 → Present
    Graber & Associates
    Sioux Falls, SD
  • 12/2020 → Present
    Plus Financial Network
    Sioux Falls, SD
  • 04/2019 → Present
    Cornerstone Financial Solutions, Inc
    Sioux Falls, SD
Previous Registrations
  • 2016-01-14 → 2019-05-17
    Professional Financial Services, Inc.
    Sioux Falls, SD
Other Businesses

(1)Name of Business: Cornerstone Financial Solutions, Inc Address: 7408 S Bitterroot Place, Sioux Falls, SD, 57108, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/15/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Wealth Advisor, Financial Planning (2)Name of Business: Graber & Associates Address: 7408 S Bitterroot Pl, Sioux Falls, SD, 57108, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 12/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Referral business relationship (3)Name of Business: Plus Financial Network Address: 7408 S Bitterroot Pl, Sioux Falls, SD, 57108, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-03
  • S63 Uniform Securities Agent State Law Examination
    2006-04-03
Designations
  • Certified Financial Planner
Other Names
  • Jill Nicole Murra

View on SEC IAPD

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