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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-28 |
| CA | RA | APPROVED | 2024-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Whittier | CA | 06/2022 | Present |
| Bio Terra Corporation | La Puente | CA | 05/2020 | 06/2022 |
| Bio Terra Corporation | La Puente | CA | 04/2019 | 05/2020 |
| Alpha Bright Inc. | Los Angeles | CA | 05/2018 | 11/2018 |
| California State University Of San Bernardino | San Bernardino | CA | 06/2014 | 03/2019 |
| Highly Spoken Inc | Los Angeles | CA | 04/2019 | 09/2020 |
| Bank Of America | Whittier | CA | 06/2022 | 10/2024 |
| Bank Of America, N.A. | Whittier | CA | 01/2025 | Present |
I*: 3015279 Entity Type: POA Name of OBA: MA Address: La PuenteCalifornia91746 Investment Related: n Position, Title, Association: POA Employee Start Date: 10/20/2025 No Hours: 1hr/yr No Hours during trading:0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-22 |
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