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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-19
WA RA APPROVED 2025-01-27
  • TX RA
    APPROVED
    Since 2025-03-19
  • WA RA
    APPROVED
    Since 2025-01-27

Branch Locations

15401 Westminster Way N, Shoreline, WA 98133 • United States

4112 E Madison St, Seattle, WA 98112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodinville WA 10/2024 Present
Bmo Seattle WA 11/2022 10/2024
Ila Vietnam Ho Chi Minh 05/2022 10/2022
Bank Of The West Portland OR 11/2021 08/2023
Us Bank Vancouver WA 08/2017 10/2021
Lyft Portland OR 02/2017 08/2017
Uber Portland WA 02/2017 08/2017
Hollywood Fitness Portland OR 03/2017 08/2017
Northwest Quadvan Portland OR 10/2016 02/2017
Carbone Hyundai New Hartford NY 05/2016 10/2016
Crazy Clam Sylvan Beach NY 04/2014 10/2016
Bank Of America, N.A. Woodinville WA 12/2024 Present
  • 10/2024 → Present
    Woodinville, WA
  • 11/2022 → 10/2024
    Bmo
    Seattle, WA
  • 05/2022 → 10/2022
    Ila Vietnam
    Ho Chi Minh
  • 11/2021 → 08/2023
    Bank Of The West
    Portland, OR
  • 08/2017 → 10/2021
    Us Bank
    Vancouver, WA
  • 02/2017 → 08/2017
    Lyft
    Portland, OR
  • 02/2017 → 08/2017
    Uber
    Portland, WA
  • 03/2017 → 08/2017
    Hollywood Fitness
    Portland, OR
  • 10/2016 → 02/2017
    Northwest Quadvan
    Portland, OR
  • 05/2016 → 10/2016
    Carbone Hyundai
    New Hartford, NY
  • 04/2014 → 10/2016
    Crazy Clam
    Sylvan Beach, NY
  • 12/2024 → Present
    Bank Of America, N.A.
    Woodinville, WA
Other Businesses

I*2069300, Entity Type, Name of OBA: Rental Property 1 Address: VancouverWashington98682 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 06/02/2022 No Hours: .5 monthly No Hours during trading: .25 monthly Duties: I*2066416, Entity Type, Name of OBA: Rental Property 2 Address: SarasotaFlorida34235 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/01/2021 No Hours: 0.5 monthly No Hours during trading: 0.5 monthly Duties: I*2066428, Entity Type, Name of OBA: Rental Property 2 Address: Eagle LakeFlorida33839 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 03/23/2022 No Hours: 1 monthly No Hours during trading: 0.5 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-24
  • S66 Uniform Combined State Law Examination
    2025-01-24

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