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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED | 2026-04-07 |
Branch Locations
88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States
1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 06/2015 | 03/2026 |
| Liu Post | Brookville | NY | 09/2015 | 12/2017 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 03/2026 | Present |
I*: 1796270 Name of the other business AMIGA LLC Whether the business is investment-related NOT INVESTMENT RELATED Address of the other business COMMACK NY Title, or relationship with the other business Managing Member Start date of your relationship 1/2024 Approximate number of hours/month you devote to the other business 2 hrs wkly Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other business RESEARCH AND BOOK CRUISES FOR FRIENDS, FAMILY AND MYSELF
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-26 |
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