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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
MO RA APPROVED 2024-12-09
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • MO RA
    APPROVED
    Since 2024-12-09

Branch Locations

400 Chesterfield Ctr, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wentzville MO 06/2023 Present
Stefanina's (Carcamco) Troy MO 03/2014 08/2017
Lumeris Maryland Heights MO 08/2017 10/2017
Kay Jewelers Ofallon MO 01/2018 03/2018
Wireless Vision Saint Charles MO 02/2018 06/2023
Bank Of America, N.A. Wentzville MO 11/2024 Present
  • 06/2023 → Present
    Wentzville, MO
  • 03/2014 → 08/2017
    Stefanina's (Carcamco)
    Troy, MO
  • 08/2017 → 10/2017
    Lumeris
    Maryland Heights, MO
  • 01/2018 → 03/2018
    Kay Jewelers
    Ofallon, MO
  • 02/2018 → 06/2023
    Wireless Vision
    Saint Charles, MO
  • 11/2024 → Present
    Bank Of America, N.A.
    Wentzville, MO
Other Businesses

I*: 2066381Name: Portell Prestige Properties, LLC Investment-related: YesAddress: Wentzville,MissouriNature: Private Limited CompanyTitle, or relationship: General Partner/Managing Member, OwnerStart date: 01-Jun-2025Approximate number of hours/month:0Number of hours you devote during securities trading hours:0Briefly describe your duties: Rental property holding company registered with the state of MO. I am the sole member of the LLC. Entity currently has no assets or liabilities. Fiancee and I opened about a year ago in anticipation of starting a buy-and-hold rental portfolio. We hope to start accumulating properties starting next year or the year after. This entity is/will strictly be used to hold long-term rental properties. I*2606275, Entity Type:, Name of OBA: Power of Attorney, Address: Wentzville, Missouri, 63385, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/20/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-15
  • S66 Uniform Combined State Law Examination
    2024-06-15

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