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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-08
NY RA APPROVED 2025-03-15
  • TX RA
    APPROVED
    Since 2025-05-08
  • NY RA
    APPROVED
    Since 2025-03-15

Branch Locations

980 Ridge Rd, Webster, NY 14580 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rochester NY 10/2023 Present
Child Care Provider Rochester NY 09/2021 10/2023
Wyndham Bonet Creek Resort Orlando FL 03/2021 08/2021
Santo Cristo Farm San Cristobal 01/2010 01/2020
Glaucoma Prevention And Consulting Center Bogota/ Bucaramanga 04/2016 06/2018
Unemployed Orlando FL 01/2020 03/2020
Valencia College Orlando FL 03/2020 04/2021
Bank Of America, N.A. Rochester NY 12/2024 Present
  • 10/2023 → Present
    Rochester, NY
  • 09/2021 → 10/2023
    Child Care Provider
    Rochester, NY
  • 03/2021 → 08/2021
    Wyndham Bonet Creek Resort
    Orlando, FL
  • 01/2010 → 01/2020
    Santo Cristo Farm
    San Cristobal
  • 04/2016 → 06/2018
    Glaucoma Prevention And Consulting Center
    Bogota/ Bucaramanga
  • 01/2020 → 03/2020
    Unemployed
    Orlando, FL
  • 03/2020 → 04/2021
    Valencia College
    Orlando, FL
  • 12/2024 → Present
    Bank Of America, N.A.
    Rochester, NY
Other Businesses

I*: 2066437 Name of the other business Burn Boot camp Whether the business is investment-related No Address of the other business Webster, NY, 14580 Nature of the other business fitness center Your position Childcare Title, or relationship with the other business Part time worker Start date of your relationship 03/2022 Approximate number of hours/month you devote to the other business 4 hrs Number of hours you devote to the other business during securities trading hours 0 Briefly describe your duties relating to the other business Child Care for 45 minutes every Friday from 5:30pm to 6:15pm. Safety of the kids, Prepare fun activities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-14
  • S66 Uniform Combined State Law Examination
    2025-03-14
Other Names
  • Isabel Victoria Sanchez Uzcategui

View on SEC IAPD

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