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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital School District | Dover | DE | 09/2015 | 06/2017 |
| University Of Delaware | Newark | DE | 07/2017 | 05/2021 |
| Unemployed | Camden-Wyoming | DE | 06/2021 | 02/2022 |
| University Of Delaware | Newark | DE | 02/2022 | 05/2024 |
| Unemployed | Camden-Wyoming | DE | 06/2024 | 09/2024 |
| Financial Growth Partners | Wilmington | DE | 09/2024 | 03/2025 |
| Park Avenue Securities | Wilmington | DE | 09/2025 | 12/2025 |
| Guardian Life Insurance Company | Wilmington | DE | 03/2025 | 12/2025 |
| Park Avenue Securities | Lancaster | PA | 12/2025 | 02/2026 |
| Guardian Life Insurance Company | Lancaster | PA | 12/2025 | 02/2026 |
| Wells Fargo Clearing Services | St Louis | MO | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-18 |
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