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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-11-17 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Erin Rau Embroidery | Saginaw | MI | 05/2015 | 11/2018 |
| Independent Bank | Auburn | MI | 11/2018 | 12/2022 |
| Independent Bank | Auburn | MI | 01/2023 | 11/2024 |
| Independent Bank | Bay City | MI | 11/2024 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 03/2025 | Present |
| Cetera Investment Advisers Llc | Bay City | MI | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-12 |
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