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Erin Elizabeth Rau

Cetera Investment Advisers LLC

Bay City, MI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-11-17
  • MI RA
    APPROVED
    Since 2025-11-17

Branch Locations

623 Washington Avenue, Bay City, MI 48708 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Erin Rau Embroidery Saginaw MI 05/2015 11/2018
Independent Bank Auburn MI 11/2018 12/2022
Independent Bank Auburn MI 01/2023 11/2024
Independent Bank Bay City MI 11/2024 Present
Cetera Investment Services Llc St Cloud MN 03/2025 Present
Cetera Investment Advisers Llc Bay City MI 11/2025 Present
  • 05/2015 → 11/2018
    Erin Rau Embroidery
    Saginaw, MI
  • 11/2018 → 12/2022
    Independent Bank
    Auburn, MI
  • 01/2023 → 11/2024
    Independent Bank
    Auburn, MI
  • 11/2024 → Present
    Independent Bank
    Bay City, MI
  • 03/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2025 → Present
    Cetera Investment Advisers Llc
    Bay City, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-12
  • S66 Uniform Combined State Law Examination
    2025-11-12
Other Names
  • Erin E Little

View on SEC IAPD

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Other Investors

MARK RAYMOND RECKER
LEE WALTER MILLER
BRIAN THOMAS ABRAHAM
LYNN MARIE GEHOSKI
MICHELE ANN VALENTINE-DOBSCHENSKY
ROGER C COOLEY
EVE MARIA GUNTHER
Michael Eric Wegener

Other Offices

RECKER FINANCIAL LLC · BAY CITY, MI
RAYMOND JAMES & ASSOCIATES, INC. · Bay City, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Bay City, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Bay City, MI
OSAIC WEALTH, INC. · BAY CITY, MI
EDWARD JONES · BAY CITY, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Bay City, MI
LPL ENTERPRISE, LLC · BAY CITY, MI

More in Bay City, MI

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