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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-01-21
  • UT RA
    APPROVED
    Since 2025-01-21

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Holladay UT 10/2024 Present
Cascade Services, Inc. Orem UT 06/2003 06/2024
Unemployed Pleasant Grove UT 06/2024 10/2024
  • 10/2024 → Present
    Holladay, UT
  • 06/2003 → 06/2024
    Cascade Services, Inc.
    Orem, UT
  • 06/2024 → 10/2024
    Unemployed
    Pleasant Grove, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-17
  • S66 Uniform Combined State Law Examination
    2025-01-17

View on SEC IAPD

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