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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-01-14
  • SD RA
    APPROVED
    Since 2025-01-14

Branch Locations

6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Sioux Falls SD 10/2024 Present
Wells Fargo Bank Sioux Falls SD 01/2019 08/2024
Unemployed Sioux Falls SD 08/2024 10/2024
Self-Employed North Platte NE 09/2014 01/2019
  • 10/2024 → Present
    Sioux Falls, SD
  • 01/2019 → 08/2024
    Wells Fargo Bank
    Sioux Falls, SD
  • 08/2024 → 10/2024
    Unemployed
    Sioux Falls, SD
  • 09/2014 → 01/2019
    Self-Employed
    North Platte, NE
Other Businesses

100% owner of Cliff Plaza, LLC and Mint, LLC. Cliff Plaza LLC owns commercial real estate which is leased to commercial tenants. Mint, LLC simply holds agricultural assets (machinery, livestock, etc.) for liability protection purposes. Address for both LLC's is 45907 276th St, Chancellor, SD 57015. Mint LLC was formed in February 2011 and Cliff Plaza was formed in March 2022. I spend approximately 2 hours a month on both LLCs during nonworking hours ensuring accountings are correct for federal tax purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13

View on SEC IAPD

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