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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-01-14 |
Branch Locations
6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 10/2024 | Present |
| Wells Fargo Bank | Sioux Falls | SD | 01/2019 | 08/2024 |
| Unemployed | Sioux Falls | SD | 08/2024 | 10/2024 |
| Self-Employed | North Platte | NE | 09/2014 | 01/2019 |
100% owner of Cliff Plaza, LLC and Mint, LLC. Cliff Plaza LLC owns commercial real estate which is leased to commercial tenants. Mint, LLC simply holds agricultural assets (machinery, livestock, etc.) for liability protection purposes. Address for both LLC's is 45907 276th St, Chancellor, SD 57015. Mint LLC was formed in February 2011 and Cliff Plaza was formed in March 2022. I spend approximately 2 hours a month on both LLCs during nonworking hours ensuring accountings are correct for federal tax purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-13 |
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