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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-09
NJ RA APPROVED 2026-07-07
  • NY RA
    APPROVED
    Since 2026-07-09
  • NJ RA
    APPROVED
    Since 2026-07-07

Branch Locations

12111 Vaughn St, East Concord, NY 14055 • United States

Tabernacle, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2024 07/2026
Mindera Health San Diego CA 11/2023 07/2024
Unemployed Tabernacle NJ 07/2024 11/2024
Mir Scientific Tabernacle NJ 05/2022 12/2023
Exact Sciences Tabernacle NJ 04/2018 05/2022
Unemployed Tabernacle NJ 01/2018 04/2018
Salix Pharmaceuticals Tabernacle NJ 07/2017 01/2018
Unemployed Tabernacle NJ 01/2017 07/2017
Kew, Inc. Tabernacle NJ 11/2015 01/2017
Cetera Financial Specialists Llc Schaumburg IL 07/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2026 Present
Concord Wealth Management East Concord NY 07/2026 Present
  • 11/2024 → 07/2026
    St Louis, MO
  • 11/2023 → 07/2024
    Mindera Health
    San Diego, CA
  • 07/2024 → 11/2024
    Unemployed
    Tabernacle, NJ
  • 05/2022 → 12/2023
    Mir Scientific
    Tabernacle, NJ
  • 04/2018 → 05/2022
    Exact Sciences
    Tabernacle, NJ
  • 01/2018 → 04/2018
    Unemployed
    Tabernacle, NJ
  • 07/2017 → 01/2018
    Salix Pharmaceuticals
    Tabernacle, NJ
  • 01/2017 → 07/2017
    Unemployed
    Tabernacle, NJ
  • 11/2015 → 01/2017
    Kew, Inc.
    Tabernacle, NJ
  • 07/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2026 → Present
    Schaumburg, IL
  • 07/2026 → Present
    Concord Wealth Management
    East Concord, NY
Previous Registrations
  • 2025-01-06 → 2026-07-07
    St Louis, MO
    Tabernacle, NJ
    Marlton, NJ
Other Businesses

1. NAME OF OTHER BUSINESS: CONCORD WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: MEDFORD VINCENTOWN ROTARY FOUNDATION, INC INVESTMENT RELATED: NO ADDRESS: 520 STOKES ROAD MEDFORD, NJ 08055 NATURE OF BUSINESS: ROTARY START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: VOTING ON ANNUAL AWARD TOTAL GIFTED TO LOCAL HIGH SCHOOL STUDENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-23
  • S66 Uniform Combined State Law Examination
    2024-12-23

View on SEC IAPD

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