Douglas William Lafay

Current Employers

Employment History

• 05/2006 → 10/2020
  Franklin Templeton Distributors, Inc.
  San Mateo, CA
• 05/2019 → 10/2020
  Franklin Templeton Financial Services Corp.
  San Mateo, CA
• 10/2020 → 07/2024
  Cadaret, Grant & Co., Inc.
  East Concord, NY
• 07/2024 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 07/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2026 → Present
  Concord Wealth Management
  Schaumburg, IL
• 04/2026 → Present
  Lafay Strategies Group, Inc.
  Schaumburg, IL

Previous Registrations

• 2020-10-21 → 2024-07-26
  Cadaret, Grant & Co., Inc.
  Clarence, NY
  East Concord, NY
  Syracuse, NY

Other Businesses

1) NAME OF OTHER BUSINESS: CONCORD WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: LAFAY STRATEGIES GROUP, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE SPACE AND EQUIPMENT; START DATE: 4/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWN THE LEASE ON OFFICE AND EQUIPMENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-20
• S63 Uniform Securities Agent State Law Examination
  2000-02-28