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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-11
CA RA APPROVED 2025-01-07
  • TX RA
    APPROVED
    Since 2025-09-11
  • CA RA
    APPROVED
    Since 2025-01-07

Branch Locations

404 Sierra College Drive, Grass Valley, CA 95945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston University Boston MA 09/2015 05/2017
Boston University Boston MA 06/2016 11/2018
Boston University Boston MA 06/2020 05/2021
Apiarity Grass Valley CA 07/2015 10/2024
Stifel Grass Valley CA 10/2024 Present
  • 09/2015 → 05/2017
    Boston University
    Boston, MA
  • 06/2016 → 11/2018
    Boston University
    Boston, MA
  • 06/2020 → 05/2021
    Boston University
    Boston, MA
  • 07/2015 → 10/2024
    Apiarity
    Grass Valley, CA
  • 10/2024 → Present
    Stifel
    Grass Valley, CA
Other Businesses

1. Nevada County Republican Central Committee; P.O. Box 403 Grass Valley CA 95945; Political Party; Vice Chair; Volunteering, communications; 01/04/2023; 4 hrs/month; Not During Security Trading Hours; Not Investment-Related 2. Nevada County Republican Central Committee; P.O. Box 403 Grass Valley CA 95945; Political Party; Regular Member; Voting; 01/04/2023; 1 hr/month; Not During Security Trading Hours; Not Investment-Related 3. The Church of Jesus Christ of Latter-day Saints; 615 Hollow Way Nevada City CA 95959; Church; Communication Director; Manage website, send email about Church events and announcements, public relations; 08/01/2021; 8 hrs/month; Not During Security Trading Hours; Not Investment-Related 4. Sierra Thread LLC; 563 Brunswick Rd. Ste 7 Grass Valley CA 95945; Media company; Member; Administrative and clerical duties; 01/01/2023; 5 hrs/week; Not During Security Trading Hours; Not Investment-Related 5. Robb Tucker for Congress; 470 Nevada Street Auburn, CA 95603; Political Campaign Committee; Financial Leadership Committee; This is an advisory council, probably more focused on fundraising and relationship building. I will not be handling money, advising on financial decisions, and I won't have any authority over bank accounts or check writing. This is just volunteering and offering support; 04/23/2026; 5hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-04
  • S66 Uniform Combined State Law Examination
    2025-01-04
Other Names
  • Stephanie Leishman
  • Stephanie Hatch

View on SEC IAPD

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