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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-18 |
Branch Locations
20 Waterside Drive Suite 202, Farmington, CT 06032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lyman Orchards | Middlefield | CT | 08/2014 | 05/2017 |
| Crystal Ridge Winery | South Glastonbury | CT | 05/2019 | 09/2021 |
| Aflac | Norwalk | CT | 09/2019 | 08/2020 |
| American Senior Benefits | Farmington | CT | 06/2021 | Present |
| University Of New Haven | West Haven | CT | 05/2017 | 05/2021 |
| Payment Solutions Of Ct | Middlefield | CT | 02/2019 | Present |
| Integrity Alliance, Llc | Farmington | CT | 11/2024 | Present |
1) Payment Solutions of CT; Not investment related; 45 Whisper Wind Road, Middlefield, CT 06455; ATM Service Provider; Founder/Operator; 02/01/2019; 5 hours per month; 0 hours during security hours; I install ATM for the benefit of local businesses and provide timey maintenance and loading. 2) American Senior Benefits; Not investment related; 20 Waterside Dr, Suite 202, Farmington, CT 06032; Fixed insurance and Medicare insurance; Licensed Agent; 06/01/2021; 160 hours per month; 160 hours during security hours; help clients who are approaching retirement with Medicare and life insurance planning. This involves reviewing their current coverage and making a recommendation if there may be room for improvement
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-25 |
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