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Tarpley Herlihy

49 Financial

Austin, TX

Atlanta, GA

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-13
  • GA RA
    APPROVED
    Since 2024-11-13

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

3101 Cobb Pkwy Se Suite 124, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
49 Financial Atlanta GA 08/2024 Present
Southwestern Advantage Nashville TN 05/2023 08/2024
University Of Georgia Athens GA 01/2023 08/2023
University Of Georgia Athens GA 11/2021 12/2021
University Of Georgia Athens GA 08/2020 05/2024
N/A Atlanta GA 08/2014 07/2020
Self Employed Atlanta GA 07/2020 08/2020
  • 08/2024 → Present
    49 Financial
    Atlanta, GA
  • 05/2023 → 08/2024
    Southwestern Advantage
    Nashville, TN
  • 01/2023 → 08/2023
    University Of Georgia
    Athens, GA
  • 11/2021 → 12/2021
    University Of Georgia
    Athens, GA
  • 08/2020 → 05/2024
    University Of Georgia
    Athens, GA
  • 08/2014 → 07/2020
    N/A
    Atlanta, GA
  • 07/2020 → 08/2020
    Self Employed
    Atlanta, GA
Other Businesses

fixed insurance agent / investment related / 40 hours per month / same address as above

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-29
  • S65 Uniform Investment Adviser Law Examination
    2024-10-29

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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