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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-07-24
  • KY RA
    APPROVED
    Since 2025-07-24

Branch Locations

500 N. Hurstbourne Pkwy Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The George Washington University Washington DC 08/2013 01/2018
Unemployed Louisville KY 01/2018 11/2024
University Of North Caroline - Chapel Hill Chapel Hill NC 04/2024 03/2025
Ubs Financial Services Louisville KY 11/2024 Present
  • 08/2013 → 01/2018
    The George Washington University
    Washington, DC
  • 01/2018 → 11/2024
    Unemployed
    Louisville, KY
  • 04/2024 → 03/2025
    University Of North Caroline - Chapel Hill
    Chapel Hill, NC
  • 11/2024 → Present
    Ubs Financial Services
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-24
  • S66 Uniform Combined State Law Examination
    2025-07-24
Other Names
  • Margot Ingrid Kern

View on SEC IAPD

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