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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-30 |
| LA | RA | APPROVED | 2025-02-17 |
Branch Locations
445 North Blvd, Baton Rouge, LA 70802 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baton Rouge | LA | 10/2024 | Present |
| Taylor, Porter, Brooks, & Phillips L.L.P. | Baton Rouge | LA | 05/2018 | 10/2024 |
| Phelps Dunbar L.L.P. | Baton Rouge | LA | 09/2006 | 05/2018 |
| Lsu Paul M. Hebert Law Center | Baton Rouge | LA | 01/2019 | 05/2021 |
| Bank Of America, N.A. | Baton Rouge | LA | 01/2025 | Present |
I*: 2058270Entity Type: For ProfitName: R. I. LLCInvestment Related: NoAddress: Baton Rouge, LouisianaNature: LLC, Rental propertyTitle or relationship: OwnerStart date: 25-Aug-2006Approximate number of hour: 12 YearlyNumber of hours you devote during securities trading hours: 0Briefly describe your duties: This entity owns residential rental property I*: 2600298Entity Type: Fiduciary roleName of OBA: C. A. W.Address: Baton Rouge, LA 70806Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 07/07/2025Number of Hours: 4 hrs annuallyNumber of Hours during trading: 0Duties: Power of Attorney / Parents I*2871264Entity Type: CharitableName of OBA: Elan Cotillion, Inc.Address:Baton Rouge LouisianaInvestment Related:NoPosition, Title, Association:Board MemberStart Date:09/15/2025No Hours: 6 MonthlyNo Hours during trading:0 MonthlyDuties:To teach children in grades seven through twelve the art of social and professional etiquette.General board member who participates in meetings and advises on matters as requested. I*2864291, Entity Type: , Name of OBA: J Baptist Church, Address: Baton Rouge, Louisiana, 70809, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 11/02/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Participate in committee meetings and advise on matters when contacted. For the finance committee, we primarily review the budget, which is set by church administrators, review funds coming in, and funds spent for budgetary and other (unexpected, ex. air conditioning repair purposes. We meet monthly to review this financial information and discuss any steps needed to be taken by the church. I do not participate in any investment related decisions; my role relates solely to budgeting. For the Children's Advisory Counsel, we meet periodically to discuss potential child-focused events (ex: father/son events, mother/daughter events, seasonal activities like Easter Egg Hunts, etc.). Religious
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-14 |
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