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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Splash Management Llc | Williamsville | NY | 08/2020 | 05/2024 |
| Curbell Inc. | Orchard Park | NY | 05/2024 | 08/2024 |
| Ubs | Buffalo | NY | 10/2024 | 01/2025 |
| Transit Valley Country Club | East Amherst | NY | 05/2024 | Present |
| L&M Wealth Management | Amherst | NY | 02/2025 | Present |
| University At Buffalo | Getzville | NY | 08/2023 | 05/2025 |
| Erie Community College | Williamsville | NY | 09/2021 | 06/2023 |
| Williamsville East High School | East Amherst | NY | 09/2017 | 06/2021 |
| St. Mary School Swormville | East Amherst | NY | 09/2008 | 06/2017 |
| Osaic Wealth, Inc. | Amherst | NY | 07/2025 | 02/2026 |
| Osaic Wealth, Inc. | Amherst | NY | 02/2026 | Present |
1. TRANSIT VALLEY COUNTRY CLUB POSITION: Locker Room Attendant NATURE: Membership based Organization INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2024 ADDRESS: 8920 Transit Rd, East Amherst NY 14051, United States DESCRIPTION: Maintain a clean and organized locker room, prepare drinks, and clean shoes. 2. L&M GROUP POSITION: Employee of the Firm NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2025 ADDRESS: 3820 Sheridan Dr, Amherst NY 14226, United States DESCRIPTION: Provide administrative and operational support to financial advisor. 3. L&M GROUP POSITION: Life Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/02/2026 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226, United States DESCRIPTION: Life insurance agent sales. 4. NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2025 ADDRESS: 484 Seabrook Dr, Williamsville NY 14221, United States DESCRIPTION: Notarial acts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-29 |
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