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1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2004-07-14 |
Branch Locations
1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States
West Glen Town Center 5550 Wild Rose Lane # 400, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steele Capital Management, Inc. | Dubuque | IA | 10/2003 | Present |
Tenth Avenue, LLC dba Night Shift Commercial Cleaning; not investment related; 206 SW Linden Street, Ankeny, IA 50023; commercial cleaning business; Partner; started 6-15-20; 10 hours per month outside of trading hours; duties are oversight as a passive owner. JMR Holdings, LLC; not investment related; 206 SW Linden Street, Ankeny, IA 50023; commercial cleaning business; Partner; started 11-2023; 0 hours per month outside of trading hours; duties are oversight as a passive owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-18 |
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