Martin John Smith

Employer firm

Steele Capital Management, Inc. CRD 107097

$3.55B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → Present
  Steele Capital Management, Inc.
  Dubuque, IA

Previous Registrations

• 2009-10-01 → 2010-11-23
  Monticello Investment Services, Inc.
  Neosho, MO
• 2005-04-22 → 2006-12-13
  Premier Equity Group, Llc
  West Des Moines, IA

Other Businesses

Tenth Avenue, LLC dba Night Shift Commercial Cleaning; not investment related; 206 SW Linden Street, Ankeny, IA 50023; commercial cleaning business; Partner; started 6-15-20; 10 hours per month outside of trading hours; duties are oversight as a passive owner. JMR Holdings, LLC; not investment related; 206 SW Linden Street, Ankeny, IA 50023; commercial cleaning business; Partner; started 11-2023; 0 hours per month outside of trading hours; duties are oversight as a passive owner.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-21
• S63 Uniform Securities Agent State Law Examination
  1998-11-18

Other Names

• Marty Smith