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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-04-21
TX RA APPROVED 2016-04-21
  • PA RA
    APPROVED
    Since 2016-04-21
  • TX RA
    APPROVED
    Since 2016-04-21

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 09/2011 Present
Self Employed San Francisco CA 04/2019 Present
  • 09/2011 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 04/2019 → Present
    Self Employed
    San Francisco, CA
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BOULEVARD, MALVERN, PA 19355 NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (City/State): SAN FRANCISCO, CA NATURE OF BUSINESS: CONTRACT DRIVER POSITION: CONTRACT DRIVER FOR UBER START DATE: 04/2019 APPROX. HOURS PER MONTH: 12 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-07-01
  • S63 Uniform Securities Agent State Law Examination
    2005-07-01
Designations
Other Names
  • Syed M Ali

View on SEC IAPD

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