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Kaitlyn Aleah Hathcock

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7999103

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-03
TX RA APPROVED 2026-03-03
  • AZ RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED
    Since 2026-03-03

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Scottsdale AZ 10/2024 11/2025
Self-Employed Scottsdale AZ 01/2024 11/2025
Sauce Pizza And Wine Chandler AZ 08/2018 08/2019
Hillstone Restaurant Group, Inc. Scottsdale AZ 05/2021 09/2022
The Vig Arcadia AZ 05/2023 01/2024
Self-Employed Tempe AZ 08/2023 12/2023
Basha High School Chandler AZ 08/2015 08/2019
Arizona State University Tempe AZ 08/2019 04/2023
The Vanguard Group, Inc. Scottsdale AZ 02/2026 Present
Vanguard Marketing Corporation Scottsdale AZ 02/2026 Present
Vanguard Advisers, Inc. Scottsdale AZ 02/2026 Present
Golden Hour Vintage, Llc Chandler AZ 07/2025 Present
  • 10/2024 → 11/2025
    Self-Employed
    Scottsdale, AZ
  • 01/2024 → 11/2025
    Self-Employed
    Scottsdale, AZ
  • 08/2018 → 08/2019
    Sauce Pizza And Wine
    Chandler, AZ
  • 05/2021 → 09/2022
    Hillstone Restaurant Group, Inc.
    Scottsdale, AZ
  • 05/2023 → 01/2024
    The Vig
    Arcadia, AZ
  • 08/2023 → 12/2023
    Self-Employed
    Tempe, AZ
  • 08/2015 → 08/2019
    Basha High School
    Chandler, AZ
  • 08/2019 → 04/2023
    Arizona State University
    Tempe, AZ
  • 02/2026 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 02/2026 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 02/2026 → Present
    Scottsdale, AZ
  • 07/2025 → Present
    Golden Hour Vintage, Llc
    Chandler, AZ
Previous Registrations
Other Businesses

NAME OF BUSINESS: GOLDEN HOUR VINTAGE, LLC NON-INVESTMENT-RELATED ADDRESS: CHANDLER, AZ NATURE OF BUSINESS: RETAIL POSITION: OWNER START DATE: 07/2025 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CURATING AND REFURBISHING VINTAGE CLOTHING AND WATCHES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-27
  • S66 Uniform Combined State Law Examination
    2025-03-27
Other Names
  • Kaitlyn Hathcock
  • Kaitlyn A Hathcock
  • Kait Hathcock
  • Kait A Hathcock
  • Kait Aleah Hathcock

View on SEC IAPD

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