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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-13
  • AZ RA
    APPROVED
    Since 2025-11-13

Branch Locations

3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Phoenix AZ 10/2024 Present
Mutual Of Omaha Investor Services Phoenix AZ 10/2024 Present
Student London 08/2010 Present
  • 10/2024 → Present
    Mutual Of Omaha Insurance Company
    Phoenix, AZ
  • 10/2024 → Present
    Mutual Of Omaha Investor Services
    Phoenix, AZ
  • 08/2010 → Present
    Student
    London
Other Businesses

Insurance Agent - Start Date: 10/2024 - Non-investment Related - Insurance lines of business: Life, Health, Annuities - Hours/per week during trading hours: 40

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-11
  • S66 Uniform Combined State Law Examination
    2025-11-11
Other Names
  • Yasemin Florestine Charles
  • Yase Florestine Charles

View on SEC IAPD

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