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George A Rockley

LPl Financial LLC

Katy, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-04
  • TX RA
    APPROVED
    Since 2025-04-04

Branch Locations

24275 Katy Fwy Suite 215, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Katy TX 10/2024 Present
University Of Houston - Downtown Houston TX 07/2023 12/2024
Raif's Tax And Bookkeeping Services Llc Houston TX 02/2023 02/2024
United States Marshal Service Houston TX 06/2024 08/2024
United States Navy Washington Dc DC 02/2018 02/2023
Unemployed Katy TX 01/2018 02/2018
Boyert Shooting Center Katy TX 07/2017 10/2017
Raif's Tax And Bookkeeping Service Llc Houston TX 08/2016 08/2017
Houston Community College Houston TX 08/2016 01/2018
Haggar Clothing Co. Katy TX 10/2016 01/2017
  • 10/2024 → Present
    Katy, TX
  • 07/2023 → 12/2024
    University Of Houston - Downtown
    Houston, TX
  • 02/2023 → 02/2024
    Raif's Tax And Bookkeeping Services Llc
    Houston, TX
  • 06/2024 → 08/2024
    United States Marshal Service
    Houston, TX
  • 02/2018 → 02/2023
    United States Navy
    Washington Dc, DC
  • 01/2018 → 02/2018
    Unemployed
    Katy, TX
  • 07/2017 → 10/2017
    Boyert Shooting Center
    Katy, TX
  • 08/2016 → 08/2017
    Raif's Tax And Bookkeeping Service Llc
    Houston, TX
  • 08/2016 → 01/2018
    Houston Community College
    Houston, TX
  • 10/2016 → 01/2017
    Haggar Clothing Co.
    Katy, TX
Other Businesses

1) 02/2025 - Blue Maple Financial / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-02
  • S66 Uniform Combined State Law Examination
    2025-04-02
Other Names
  • George Rockley

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