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Adam J Newman

LPl Financial LLC

Lockport, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-03
  • NY RA
    APPROVED
    Since 2025-11-03

Branch Locations

6485 S Transit Road, Lockport, NY 14094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, L.P. At Cornerstone Community Fcu Lockport NY 10/2024 Present
Cornerstone Community Fcu Lockport NY 05/2021 10/2024
Cornerstone Community Fcu Lockport NY 11/2020 05/2021
West Herr Automotive Group Lockport NY 08/2017 11/2020
Frankie's Pizza And Subs Lockport NY 07/2017 08/2017
Transit Road Car Wash Lockport NY 05/2015 06/2017
Lpl Financial Llc Lockport NY 05/2025 Present
  • 10/2024 → Present
    Cuso Financial Services, L.P. At Cornerstone Community Fcu
    Lockport, NY
  • 05/2021 → 10/2024
    Cornerstone Community Fcu
    Lockport, NY
  • 11/2020 → 05/2021
    Cornerstone Community Fcu
    Lockport, NY
  • 08/2017 → 11/2020
    West Herr Automotive Group
    Lockport, NY
  • 07/2017 → 08/2017
    Frankie's Pizza And Subs
    Lockport, NY
  • 05/2015 → 06/2017
    Transit Road Car Wash
    Lockport, NY
  • 05/2025 → Present
    Lpl Financial Llc
    Lockport, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-03
  • S66 Uniform Combined State Law Examination
    2025-11-03

View on SEC IAPD

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MARK ANDREW BURR
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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Lockport, NY
EDWARD JONES · LOCKPORT, NY
AMERIPRISE FINANCIAL SERVICES, LLC · LOCKPORT, NY
MOORS & CABOT, INC. · LOCKPORT, NY
INDEPENDENT FINANCIAL PARTNERS · Lockport, NY
OSAIC WEALTH, INC. · LOCKPORT, NY
EDWARD JONES · LOCKPORT, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lockpor, NY

More in Lockport, NY

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