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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-15 |
| TX | RA | APPROVED | 2025-12-15 |
Branch Locations
Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruster's Real Ice Cream | Cumming | GA | 04/2015 | 08/2020 |
| Don's Farmers Market | Cumming | GA | 03/2017 | 05/2020 |
| Hen Mother Cookhouse | Johns Creek | GA | 09/2018 | 10/2018 |
| Office Max | Suwanee | GA | 08/2017 | 09/2017 |
| Rpa Enterprises Inc | Land-O-Lakes | FL | 01/2021 | 07/2023 |
| Carrabba's Italian Grill | Cumming & Athens | GA | 06/2021 | 08/2023 |
| A Divine Event | Athens | GA | 08/2021 | 06/2023 |
| Chuck's Fish | Athens | GA | 08/2023 | 10/2025 |
| Ripple Capital Partners Llc | Suwanee | GA | 07/2022 | 07/2023 |
| University Of Georgia | Athens | GA | 08/2020 | 08/2021 |
| First Trust Portfolios L.P. | Wheaton | IL | 11/2025 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 11/2025 | Present |
| Brookwood Trust | Cumming | GA | 12/2020 | Present |
OTHER BUSINESS NAME: VONN ONE LLC. LOCATION: CUMMING, GA. NATURE OF BUSINESS: FAMILY TRUST. POSITION OR TITLE: TRUSTEE. RESPONSIBILITIES: FULLFILL MY FIDUCIARY DUTY. START DATE: DEC 15, 2020. INVESTMENT-RELATED: HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0. OTHER BUSINESS NAME: FALITE'S FINANCIAL LITERACY. LOCATION: ONLINE. NATURE OF BUSINESS: BOOK. POSITION OR TITLE: AUTHOR. RESPONSIBILITIES: ADMINISTRATIVE AND OCCASIONALLY PROMOTIONAL. START DATE: DEC 15, 2020. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-12 |
| S65 | Uniform Investment Adviser Law Examination | 2024-09-10 |
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