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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-15
TX RA APPROVED 2025-12-15
  • IL RA
    APPROVED
    Since 2025-12-15
  • TX RA
    APPROVED
    Since 2025-12-15

Branch Locations

Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bruster's Real Ice Cream Cumming GA 04/2015 08/2020
Don's Farmers Market Cumming GA 03/2017 05/2020
Hen Mother Cookhouse Johns Creek GA 09/2018 10/2018
Office Max Suwanee GA 08/2017 09/2017
Rpa Enterprises Inc Land-O-Lakes FL 01/2021 07/2023
Carrabba's Italian Grill Cumming & Athens GA 06/2021 08/2023
A Divine Event Athens GA 08/2021 06/2023
Chuck's Fish Athens GA 08/2023 10/2025
Ripple Capital Partners Llc Suwanee GA 07/2022 07/2023
University Of Georgia Athens GA 08/2020 08/2021
First Trust Portfolios L.P. Wheaton IL 11/2025 Present
First Trust Advisors L.P. Wheaton IL 11/2025 Present
Brookwood Trust Cumming GA 12/2020 Present
  • 04/2015 → 08/2020
    Bruster's Real Ice Cream
    Cumming, GA
  • 03/2017 → 05/2020
    Don's Farmers Market
    Cumming, GA
  • 09/2018 → 10/2018
    Hen Mother Cookhouse
    Johns Creek, GA
  • 08/2017 → 09/2017
    Office Max
    Suwanee, GA
  • 01/2021 → 07/2023
    Rpa Enterprises Inc
    Land-O-Lakes, FL
  • 06/2021 → 08/2023
    Carrabba's Italian Grill
    Cumming & Athens, GA
  • 08/2021 → 06/2023
    A Divine Event
    Athens, GA
  • 08/2023 → 10/2025
    Chuck's Fish
    Athens, GA
  • 07/2022 → 07/2023
    Ripple Capital Partners Llc
    Suwanee, GA
  • 08/2020 → 08/2021
    University Of Georgia
    Athens, GA
  • 11/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 11/2025 → Present
    Wheaton, IL
  • 12/2020 → Present
    Brookwood Trust
    Cumming, GA
Previous Registrations
  • 2024-12-09 → 2025-12-18
    Falite Capital Management Llc
    Austin, TX
Other Businesses

OTHER BUSINESS NAME: VONN ONE LLC. LOCATION: CUMMING, GA. NATURE OF BUSINESS: FAMILY TRUST. POSITION OR TITLE: TRUSTEE. RESPONSIBILITIES: FULLFILL MY FIDUCIARY DUTY. START DATE: DEC 15, 2020. INVESTMENT-RELATED: HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0. OTHER BUSINESS NAME: FALITE'S FINANCIAL LITERACY. LOCATION: ONLINE. NATURE OF BUSINESS: BOOK. POSITION OR TITLE: AUTHOR. RESPONSIBILITIES: ADMINISTRATIVE AND OCCASIONALLY PROMOTIONAL. START DATE: DEC 15, 2020. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-12
S65 Uniform Investment Adviser Law Examination 2024-09-10
  • S63 Uniform Securities Agent State Law Examination
    2025-09-12
  • S65 Uniform Investment Adviser Law Examination
    2024-09-10
Other Names
  • Grant Michael Falite

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