Best Investors Account Sign in
Inactive

Richard Claxton

Brookstone Wealth Advisors, LLC

Meriden, CT

Wheaton, IL

CRD 7997138

Claim This Profile
Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-15
  • CT RA
    APPROVED
    Since 2024-10-15

Branch Locations

300 Research Parkway Suite 101, Meriden, CT 06450 • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith Gillis Financial Meriden CT 12/2018 Present
Ct State Marshal Wallingford CT 01/2016 05/2026
Rhode Island Army National Guard Providence RI 09/2002 07/2026
Calcagni Real Estate Wallingford CT 01/2012 06/2018
Noah Real Estate Wallingford CT 06/2018 10/2023
  • 12/2018 → Present
    Smith Gillis Financial
    Meriden, CT
  • 01/2016 → 05/2026
    Ct State Marshal
    Wallingford, CT
  • 09/2002 → 07/2026
    Rhode Island Army National Guard
    Providence, RI
  • 01/2012 → 06/2018
    Calcagni Real Estate
    Wallingford, CT
  • 06/2018 → 10/2023
    Noah Real Estate
    Wallingford, CT
Other Businesses

Smith Gillis Financial - Insurance licensee, annuities and life insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-03
  • S65 Uniform Investment Adviser Law Examination
    2024-10-03

View on SEC IAPD

Nearby Firms

OSAIC INSTITUTIONS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC

Nearby Investors

JEANETTE FUNG CHUNG
DENISE ELIZABETH MATHEWS
RAJU T PUNNOOSE

Nearby Offices

OSAIC INSTITUTIONS, INC. · MERIDEN, CT
OSAIC INSTITUTIONS, INC. · MERIDEN, CT
CETERA INVESTMENT ADVISERS LLC · MERIDEN, CT

More in Meriden, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor