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Richard Claxton

Brookstone Wealth Advisors, LLC

Meriden, CT

Wheaton, IL

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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-15
  • CT RA
    APPROVED
    Since 2024-10-15

Branch Locations

300 Research Parkway Suite 101, Meriden, CT 06450 • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith Gillis Financial Meriden CT 12/2018 Present
Ct State Marshal Wallingford CT 01/2016 05/2026
Rhode Island Army National Guard Providence RI 09/2002 07/2026
Calcagni Real Estate Wallingford CT 01/2012 06/2018
Noah Real Estate Wallingford CT 06/2018 10/2023
  • 12/2018 → Present
    Smith Gillis Financial
    Meriden, CT
  • 01/2016 → 05/2026
    Ct State Marshal
    Wallingford, CT
  • 09/2002 → 07/2026
    Rhode Island Army National Guard
    Providence, RI
  • 01/2012 → 06/2018
    Calcagni Real Estate
    Wallingford, CT
  • 06/2018 → 10/2023
    Noah Real Estate
    Wallingford, CT
Other Businesses

Smith Gillis Financial - Insurance licensee, annuities and life insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-03
  • S65 Uniform Investment Adviser Law Examination
    2024-10-03

View on SEC IAPD

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SENTINEL ASSET MANAGEMENT, LLC
ARMSTRONG ADVISORY GROUP INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

JEANETTE FUNG CHUNG
DENISE ELIZABETH MATHEWS
RAJU T PUNNOOSE
FREDERICK C. BROSE
MICHAEL BRENDON COOK
GARY LEE JAMESON
JENNIFER MARIE Campbell
JOHN M CHIPELO

Other Offices

OSAIC INSTITUTIONS, INC. · MERIDEN, CT
OSAIC INSTITUTIONS, INC. · MERIDEN, CT
CETERA INVESTMENT ADVISERS LLC · MERIDEN, CT
LPL FINANCIAL LLC · MERIDEN, CT
OSAIC INSTITUTIONS, INC. · meriden, CT
1.21 GIGAWATTS MANAGEMENT COMPANY LLC · MIDDLETOWN, CT
CWM, LLC · Wallingford, CT
SENTINEL ASSET MANAGEMENT, LLC · WALLINGFORD, CT

More in Meriden, CT

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