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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-20 |
| TX | RA | APPROVED_RES | 2025-10-17 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Phoenix | AZ | 06/2026 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2025 | Present |
| Open Network Exchange | Scottsdale | AZ | 09/2024 | 07/2025 |
| Abc Nissan | Phoenix | AZ | 01/2024 | 09/2024 |
| Globe Life | Phoenix | AZ | 08/2023 | 01/2024 |
| World Financial Group | Gilbert | AZ | 08/2023 | 02/2024 |
| Experior Financial Group | Phoenix | AZ | 02/2024 | 05/2025 |
| American Furniture Warehouse | Gilbert | AZ | 12/2017 | 08/2023 |
| Self-Employed | Phoenix | AZ | 03/2024 | Present |
| Chandler-Gilbert Community College | Chandler | AZ | 01/2020 | 12/2022 |
| Unemployed | Gilbert | AZ | 06/2016 | 12/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 10/2025 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTED WITH UBER START DATE: 03/2024 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRANSPORTATION NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: LIFE INSURANCE POSITION: N/A START DATE: 08/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH DOORDASH START DATE: 06/2026 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-15 |
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