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Brian Christopher Yee

Charles Schwab & Co., Inc.

Tysons Corner, VA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-08-07
  • VA RA
    APPROVED
    Since 2017-08-07

Branch Locations

1650 Tysons Blvd Suite 150, Tysons Corner, VA 22102-4856 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 01/2005 07/2017
Strategic Advisers, Inc Salt Lake City UT 01/2005 07/2017
Charles Schwab & Co., Inc Tysons Corner VA 07/2017 Present
Charles Schwab Bank Ssb Tysons Corner VA 07/2017 Present
  • 01/2005 → 07/2017
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 01/2005 → 07/2017
    Strategic Advisers, Inc
    Salt Lake City, UT
  • 07/2017 → Present
    Charles Schwab & Co., Inc
    Tysons Corner, VA
  • 07/2017 → Present
    Charles Schwab Bank Ssb
    Tysons Corner, VA
Previous Registrations
Other Businesses

1) 300 Weems | Investment Related:No|301 Bancroft Ave|Colonial Beach|VA|22443|USA|Real Estate (Non-Agent/Broker)|Member|4/19/2024|Less than 20|0|Occasional coordination with vendors for repair and maintenance of a rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-16
S63 Uniform Securities Agent State Law Examination 2005-07-13
  • S66 Uniform Combined State Law Examination
    2007-08-16
  • S63 Uniform Securities Agent State Law Examination
    2005-07-13
Designations
Other Names
  • Brian C Yee

View on SEC IAPD

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ANIE T ZAROOKIAN
NGOC DINA HUYNH
KRISTEN W HERARD
TORI LYNN FRITZ
Margaret Isabelle Gargulinski
CLAIRE T SWAYZE
AMIR CHANDLER BRENNER

Other Offices

BLUESTONE INVESTMENT MANAGER, LLC · MCLEAN, VA
MORGAN STANLEY · Mclean, VA
WELLS FARGO CLEARING SERVICES, LLC · MCLEAN, VA
SEIA · Tysons Corner, VA
SCHWAB WEALTH ADVISORY, INC. · Tysons Corner, VA
SCHWAB WEALTH ADVISORY, INC. · Tysons Corner, VA
SEIA · Tyson's Corner, VA
SEIA · Tysons, VA

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