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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-22
  • TX RA
    APPROVED
    Since 2025-02-22

Branch Locations

4200 Amon Carter Blvd Ci Relationship Management, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 04/2020 Present
Omni Hotel At Dallas Park West Dallas TX 08/2015 03/2020
Christy Alley State Farm Mansfield TX 05/2018 12/2019
University Of North Texas Denton TX 01/2015 05/2017
Bank Of America, N.A. Fort Worth TX 03/2026 Present
  • 04/2020 → Present
    Fort Worth, TX
  • 08/2015 → 03/2020
    Omni Hotel At Dallas Park West
    Dallas, TX
  • 05/2018 → 12/2019
    Christy Alley State Farm
    Mansfield, TX
  • 01/2015 → 05/2017
    University Of North Texas
    Denton, TX
  • 03/2026 → Present
    Bank Of America, N.A.
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-20
  • S66 Uniform Combined State Law Examination
    2025-02-20
Other Names
  • Kenny Diaz

View on SEC IAPD

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