Thomas Kenneth Sutter

Current Employers

Employment History

• 08/2010 → 02/2026
  Morgan Stanley Smith Barney
  Beverly Hills, CA
• 04/2019 → 02/2026
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 02/2026 → Present
  Raymond James & Associates, Inc
  Beverly Hills, CA

Previous Registrations

• 2010-08-18 → 2026-02-13
  Morgan Stanley
  Beverly Hills, CA
• 2009-08-05 → 2010-08-24
  Ubs Financial Services Inc.
  Beverly Hills, CA

Other Businesses

(1) Name of Business: ALMONT 4670 LLC Address: 13238 FIJI WAY, UNIT B, MARINA DEL REY, CA, 90292, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/12/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner\nOversee property manager (2) Name of Business: BUFORT 4520 LLC Address: 13238 FIJI WAY, UNIT B, MARINA DEL REY, CA, 90292, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/12/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner\nMonitor property manager (3) Name of Business: REDWOOD 1820 LLC Address: 13238 FIJI WAY, UNIT B, MARINA DEL REY, CA, 90292, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/12/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner\nOversee property manager

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-08-04
• S63 Uniform Securities Agent State Law Examination
  2005-07-05

Other Names

• Thomas Kenneth Sutter
• Thomas Sutter
• Tom Sutter