Best Investors Account Sign in

Micah Joel Thompson

Wells Fargo Clearing Services, LLC

Lacey, WA

Seattle, WA

CRD 7994808

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-07-08
  • WA RA
    APPROVED
    Since 2026-07-08

Branch Locations

1419 Marvin Rd Ne, Lacey, WA 98516 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lakewood WA 09/2024 06/2026
Jpmorgan Chase Bank, N.A. Lakewood WA 10/2020 06/2026
Jpmorgan Chase Bank, N.A. Des Moines WA 04/2020 10/2020
Unemployed Tacoma WA 09/2014 03/2020
Doordash Tacoma WA 09/2023 07/2024
Wells Fargo Clearing Services, Llc Lacey WA 06/2026 Present
Wells Fargo Bank, Na Lacey WA 06/2026 Present
  • 09/2024 → 06/2026
    J.P. Morgan Securities Llc
    Lakewood, WA
  • 10/2020 → 06/2026
    Jpmorgan Chase Bank, N.A.
    Lakewood, WA
  • 04/2020 → 10/2020
    Jpmorgan Chase Bank, N.A.
    Des Moines, WA
  • 09/2014 → 03/2020
    Unemployed
    Tacoma, WA
  • 09/2023 → 07/2024
    Doordash
    Tacoma, WA
  • 06/2026 → Present
    Lacey, WA
  • 06/2026 → Present
    Wells Fargo Bank, Na
    Lacey, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-08
S63 Uniform Securities Agent State Law Examination 2024-12-10
  • S65 Uniform Investment Adviser Law Examination
    2026-07-08
  • S63 Uniform Securities Agent State Law Examination
    2024-12-10
Other Names
  • Micah Thompson
  • Micah Joel Thompson

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Lacey, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor