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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-12 |
| WA | RA | APPROVED | 2026-01-23 |
Branch Locations
8405 35Th Ave Ne, Seattle, WA 98115 • United States
3425 W Mcgraw St., Seattle, WA 98199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 10/2024 | 12/2025 |
| New Balance | Bellevue | WA | 05/2024 | 08/2024 |
| Washington State | Pullman | WA | 08/2021 | 05/2024 |
| 520 Bar And Grill | Bellevue | WA | 05/2023 | 08/2023 |
| Earls Kitchen And Bar | Bellevue | WA | 05/2022 | 07/2022 |
| Pacsun | Bellevue | WA | 05/2021 | 08/2021 |
| Daniel's Broiler | Bellevue | WA | 05/2021 | 08/2021 |
| Vitamin Shoppe | Issaquah | WA | 01/2021 | 04/2021 |
| Discount Tire | Redmond | WA | 09/2020 | 01/2021 |
| Newport High School | Bellevue | WA | 09/2019 | 09/2020 |
| Old Navy | Bellevue | WA | 05/2019 | 10/2019 |
| Newport High School | Bellevue | WA | 01/2014 | 04/2019 |
| Unemployed | Bellevue | WA | 08/2024 | 10/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 12/2025 | Present |
| Schwartz Brothers Restaurants | Bellevue | WA | 12/2022 | 12/2022 |
| Ups | Redmond | WA | 12/2023 | 12/2023 |
| Hotel Equities Group Llc | Issaquah | WA | 09/2024 | 05/2025 |
| Bank Of America, N.A. | Seattle | WA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-03 |
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