Nicholas Stephen Cosgrove

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-05-05

MD RA
APPROVED

Since 2026-05-05

Branch Locations

Nottingham, MD • United States

128 N Bond St Suite 501, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
W&S Brokerage Services	Owings Mills	MD	10/2024	04/2025
Western & Southern Life	Owings Mills	MD	09/2024	04/2025
Maryland Community Solar	Columbia	MD	06/2022	09/2024
Bel Air North Looney's	Bel Air	MD	05/2021	06/2022
Hickory Lodge	Jarrettsville	MD	04/2019	05/2021
Basta Pasta	Perry Hall	MD	02/2018	04/2019
Lib's Grill	Nottingham	MD	10/2017	02/2018
Gunpowder Lodge	Kingsville	MD	03/2014	10/2017
Legacy Financial Advisors, Llc	Baltimore	MD	06/2025	05/2026
Rbc Capital Markets	Bel Air	MD	05/2026	Present

10/2024 → 04/2025

W&S Brokerage Services

Owings Mills, MD
09/2024 → 04/2025

Western & Southern Life

Owings Mills, MD
06/2022 → 09/2024

Maryland Community Solar

Columbia, MD
05/2021 → 06/2022

Bel Air North Looney's

Bel Air, MD
04/2019 → 05/2021

Hickory Lodge

Jarrettsville, MD
02/2018 → 04/2019

Basta Pasta

Perry Hall, MD
10/2017 → 02/2018

Lib's Grill

Nottingham, MD
03/2014 → 10/2017

Gunpowder Lodge

Kingsville, MD
06/2025 → 05/2026

Legacy Financial Advisors, Llc

Baltimore, MD
05/2026 → Present

Rbc Capital Markets

Bel Air, MD

Previous Registrations

2025-06-17 → 2026-05-06

Legacy Financial Advisors

Towson, MD
2025-04-01 → 2025-04-07

W&S Brokerage Services, Inc.

Owings Mill, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-04-01
S63	Uniform Securities Agent State Law Examination	2024-12-17

S65 Uniform Investment Adviser Law Examination

2025-04-01
S63 Uniform Securities Agent State Law Examination

2024-12-17

View on SEC IAPD

Other Firms

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PNC WEALTH MANAGEMENT LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

Nikolaos Kostakis

Kevin Raymond Balliet

PHILIP KEVIN BUCHANAN

DONNA MCMAHAN BUCHANAN

STEPHANIE ZANNINO OWENS

CHRISTOPHER FRANCIS PETRICH

MEGAN HAYNES BRENEMAN

STEFEN T. BLOUNT

Other Offices

J.P. MORGAN SECURITIES LLC · Nottingham, MD

PNC WEALTH MANAGEMENT LLC · BALTIMORE, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BALTIMORE, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · PERRY HALL, MD

WELLS FARGO CLEARING SERVICES, LLC · BALTIMORE, MD

J.P. MORGAN SECURITIES LLC · Nottingham, MD

EDWARD JONES · Nottingham, MD

EDWARD JONES · Nottingham, MD

More in Nottingham, MD

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