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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ahd Vintners | Warren | MI | 04/2022 | 11/2024 |
| Unemployed | Madison Heights | MI | 02/2022 | 03/2022 |
| Organic Tactics | St Trenton | MI | 08/2021 | 01/2022 |
| Unemployed | Madison Heights | MI | 05/2021 | 08/2021 |
| Vintage Wine Company | Roseville | MI | 04/2018 | 04/2021 |
| Citizen Yoga | Royal Oak | MI | 12/2019 | 10/2024 |
| Planet Rock | Madison Heights | MI | 03/2024 | Present |
| Unemployed | Madison Heights | MI | 11/2017 | 04/2018 |
| Steehler Marine | Fort Lauderdale | FL | 06/2017 | 10/2017 |
| Unemployed | Rochester | MI | 02/2017 | 05/2017 |
| Santosha Yoga | Chesterfield | MI | 06/2013 | 01/2017 |
| Yoga Planet Studio | Rochester Jhills | MI | 09/2013 | 01/2017 |
| Explore Yoga Studio | Troy | MI | 01/2016 | 01/2017 |
| Chapman House | Rochester | MI | 06/2016 | 12/2016 |
| Dkwio | Detroit | MI | 01/2016 | 12/2016 |
| Northwestern Mutual Life Insurance Company | Troy | MN | 11/2024 | 12/2025 |
| Northwestern Mutual Investment Services Llc | Troy | MI | 02/2025 | 12/2025 |
| Almo Manifold And Tool Company | East Tawas | MI | 01/2025 | Present |
| Raj Shah | Troy | MI | 12/2025 | 02/2026 |
| Charles Schwab & Co., Inc. | Birmingham | MI | 03/2026 | Present |
| Charles Schwab Bank, Ssb | Birmingham | MI | 03/2026 | Present |
1) Planet Rock | Investment Related:No|1103 W 13 Mile Rd|Sports/Physical Recreation|Yoga Teacher|2023-03-15|Less than 20|0|I teach one yoga class every Tuesday at 7pm, 2) Almo Manifold & Tool Co | Investment Related:No|777 Aulerich Rd|Automotive/Parts Manufacturing|Administrative |2025-01-01|Less than 20|0|I help with administrative duties for the family business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-18 |
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