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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-06
TN RA APPROVED 2025-06-23
  • TX RA
    APPROVED
    Since 2025-11-06
  • TN RA
    APPROVED
    Since 2025-06-23

Branch Locations

2176 West Street Suite 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Mississippi Oxford MS 08/2020 05/2024
Briarcrest Christian High School Eads TN 08/2016 05/2020
Regents School Of Oxford Oxford MS 01/2021 05/2021
Regents School Of Oxford Oxford MS 01/2022 05/2022
Regents School Of Oxfrod Oxford MS 05/2022 05/2024
Pyramex Piperton TN 06/2022 08/2022
United States Probation Office Oxford MS 06/2023 08/2023
Ridgeway Country Club Germantown TN 06/2021 08/2021
Self Employed Collierville TN 05/2020 08/2020
Cetera Wealth Services, Llc El Segundo CA 12/2024 Present
Unemployed Rossville TN 05/2024 11/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
  • 08/2020 → 05/2024
    University Of Mississippi
    Oxford, MS
  • 08/2016 → 05/2020
    Briarcrest Christian High School
    Eads, TN
  • 01/2021 → 05/2021
    Regents School Of Oxford
    Oxford, MS
  • 01/2022 → 05/2022
    Regents School Of Oxford
    Oxford, MS
  • 05/2022 → 05/2024
    Regents School Of Oxfrod
    Oxford, MS
  • 06/2022 → 08/2022
    Pyramex
    Piperton, TN
  • 06/2023 → 08/2023
    United States Probation Office
    Oxford, MS
  • 06/2021 → 08/2021
    Ridgeway Country Club
    Germantown, TN
  • 05/2020 → 08/2020
    Self Employed
    Collierville, TN
  • 12/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2024 → 11/2024
    Unemployed
    Rossville, TN
  • 06/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL; SERVICES; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, INVESTMENT PLANNING, AND INSURANCE PLANNING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
  • S66 Uniform Combined State Law Examination
    2025-06-18
Other Names
  • Tate Charping

View on SEC IAPD

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