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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-17
  • TX RA
    APPROVED
    Since 2025-04-17

Branch Locations

1431 Graham Dr, Tomball, TX 77375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 10/2019 Present
Lafise Bank Managua 05/2012 07/2018
Unemployed Thousand Oaks CA 07/2018 10/2019
Walmart Thousand Oaks CA 11/2014 12/2018
Moopark College Moorpark CA 08/2019 12/2019
Bank Of America, N.A. Houston TX 10/2024 Present
  • 10/2019 → Present
    Houston, TX
  • 05/2012 → 07/2018
    Lafise Bank
    Managua
  • 07/2018 → 10/2019
    Unemployed
    Thousand Oaks, CA
  • 11/2014 → 12/2018
    Walmart
    Thousand Oaks, CA
  • 08/2019 → 12/2019
    Moopark College
    Moorpark, CA
  • 10/2024 → Present
    Bank Of America, N.A.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-15
  • S66 Uniform Combined State Law Examination
    2025-04-15
Other Names
  • Indira A Sotelo Arguello
  • Indira Azucen Sotelo Arguello

View on SEC IAPD

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