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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-15
TX RA APPROVED 2025-01-15
  • CA RA
    APPROVED
    Since 2025-01-15
  • TX RA
    APPROVED
    Since 2025-01-15

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2024 Present
Unemployed Tustin CA 07/2024 09/2024
Us Health Advisors Scottsdale AZ 07/2023 07/2024
Unemployed Scottsdale AZ 12/2022 07/2023
Arizona State University Tempe AZ 08/2019 12/2022
Huntington Beach Chrysler Dodge Jeep Ram Huntington Beach CA 05/2020 08/2020
Ralph's Grocery Store Costa Mesa CA 03/2020 05/2020
Unemployed Tustin CA 05/2019 08/2019
Golden West College Huntington Beach CA 08/2017 05/2019
Huntington Beach Chrysler Dodge Jeep Ram Huntington Beach CA 08/2017 07/2018
Unemployed Tustin CA 06/2017 08/2017
Arnold O. Beckman High School Irvine CA 08/2014 06/2017
Bank Of America, N.A. Chandler AZ 01/2026 Present
  • 09/2024 → Present
    Chandler, AZ
  • 07/2024 → 09/2024
    Unemployed
    Tustin, CA
  • 07/2023 → 07/2024
    Us Health Advisors
    Scottsdale, AZ
  • 12/2022 → 07/2023
    Unemployed
    Scottsdale, AZ
  • 08/2019 → 12/2022
    Arizona State University
    Tempe, AZ
  • 05/2020 → 08/2020
    Huntington Beach Chrysler Dodge Jeep Ram
    Huntington Beach, CA
  • 03/2020 → 05/2020
    Ralph's Grocery Store
    Costa Mesa, CA
  • 05/2019 → 08/2019
    Unemployed
    Tustin, CA
  • 08/2017 → 05/2019
    Golden West College
    Huntington Beach, CA
  • 08/2017 → 07/2018
    Huntington Beach Chrysler Dodge Jeep Ram
    Huntington Beach, CA
  • 06/2017 → 08/2017
    Unemployed
    Tustin, CA
  • 08/2014 → 06/2017
    Arnold O. Beckman High School
    Irvine, CA
  • 01/2026 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
  • S66 Uniform Combined State Law Examination
    2024-12-17

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