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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-02
NJ RA APPROVED 2025-02-06
  • TX RA
    APPROVED
    Since 2025-04-02
  • NJ RA
    APPROVED
    Since 2025-02-06

Branch Locations

200 Rt 37E, Toms River, NJ 08753 • United States

711 Lacey Rd, Forked River, NJ 08731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ship Bottom NJ 10/2023 Present
Pnc Bank Barnegat NJ 03/2022 10/2023
Olive Garden Manahawkin NJ 10/2022 Present
Pet Supplies Plus Bayville NJ 06/2017 03/2022
Community Options Forked River NJ 12/2012 05/2020
Bank Of America, N.A. Ship Bottom NJ 11/2024 Present
  • 10/2023 → Present
    Ship Bottom, NJ
  • 03/2022 → 10/2023
    Pnc Bank
    Barnegat, NJ
  • 10/2022 → Present
    Olive Garden
    Manahawkin, NJ
  • 06/2017 → 03/2022
    Pet Supplies Plus
    Bayville, NJ
  • 12/2012 → 05/2020
    Community Options
    Forked River, NJ
  • 11/2024 → Present
    Bank Of America, N.A.
    Ship Bottom, NJ
Other Businesses

I*: 2039268 Name of the other business : OLIVE GARDEN Whether the business is investment-related: NO Address of the other business: MANAHAWKIN, NJ, 08050 Nature of the other business: FOOD SERVICE Your position: SERVER Start date of your relationship: 10/26/2022 Approximate number of hours/month you devote to the other business: 15 hrs weekly Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: WAIT TABLES Name of the other business Rental Property Whether the business is investment-related: No Address of the other business: Bloomfield NJ 07003 Nature of the other business: Rental Your position: Owner Title, or relationship with the other business: Landlord Start date of your relationship08/15/2024 Approximate number of hours/month you devote to the other business: 1-2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Owner of a home that is being rented out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-05
  • S66 Uniform Combined State Law Examination
    2025-02-05

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