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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-05 |
| TX | RA | APPROVED | 2025-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bradenton | FL | 09/2024 | 02/2025 |
| Bmo Bank N.A. | Sarasota | FL | 12/2022 | 09/2024 |
| Fairway Independent Mortgage Company | Lee's Summit | ME | 11/2021 | 12/2022 |
| Jersey Mike's Subs Franchise | Lee's Summit | MO | 12/2019 | 01/2021 |
| Quiktrip | Lee's Summit | MO | 09/2018 | 09/2019 |
| Farmers Insurance Co. | Overland Park | KS | 07/2018 | 09/2018 |
| Spring Venture Group | Overland Park | KS | 02/2018 | 07/2018 |
| Precision Roofing Company | Lee's Summit | MO | 07/2016 | 07/2017 |
| Spiegel Ls/Jersey Mike's Subs Franchise | Overland Park | KS | 12/2019 | 11/2021 |
| Green River Roofing & Construction | Lee's Summit | MO | 03/2017 | 02/2018 |
| Bank Of America, N.A. | Bradenton | FL | 11/2024 | 02/2025 |
| Bmo Harris Bank | North Ellenton | FL | 03/2025 | Present |
| Lpl Financial | North Ellento | FL | 03/2025 | Present |
1- 02/2025 / BMO INVESTMENT SERVICES / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-18 |
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