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Michael A Piccione

LPl Financial LLC

Ellenton, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-19
TX RA APPROVED 2023-05-18
  • FL RA
    APPROVED
    Since 2023-05-19
  • TX RA
    APPROVED
    Since 2023-05-18

Branch Locations

7216 Us Highway 301 N Ste 107, Ellenton, FL 34222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ellenton FL 01/2016 05/2023
Lpl Financial Llc Ellenton FL 05/2023 Present
  • 01/2016 → 05/2023
    Ameriprise Financial Services, Inc.
    Ellenton, FL
  • 05/2023 → Present
    Ellenton, FL
Previous Registrations
  • 2018-01-03 → 2023-05-22
    Plano, TX
    Bradenton, FL
    Ellenton, FL
  • 2016-01-25 → 2017-12-19
    Bradenton, FL
  • 2012-12-05 → 2016-02-02
    Osaic Services, Inc.
    Sun City Center, FL
    Lakeland, FL
    Scottsdale, AZ
    Lakeland, FL
  • 2009-09-25 → 2012-11-26
    Ic Advisory Services, Inc.
    Riverview, FL
    Bedminster, NJ
    Sun City Center, FL
  • 2006-02-10 → 2009-09-29
    Woodbury Financial Services, Inc.
    Lakewood Ranch, FL
    Lakeland, FL
    Lakeland, FL
    Lakeland, FL
    Riverview, FL
    Lakeland, FL
  • 2004-01-22 → 2004-07-07
    Invest Financial Corporation
    Sun City Center, FL
  • 2002-10-18 → 2003-12-31
    Bradenton, FL
Other Businesses

1) 04/28/2023 - Client Wealth Solutions - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 04/28/2023 - USA Investment Portfolios, LLC - Business Entity For Tax/Investment Purposes Only - Sole Owner - FL 33573 - Non investment related - 5 Hours per month - Start date: 09/14/2009 3) 07/22/2024 - BRILLIANT 401K - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/17/2024 - 40 Hours Per Month/ 1 Hour During Trading 4) 07/22/2024 - CONFIDENT WEALTH SOLUTIONS - Insurance Agency - Owner/Operator - Investment Related - At Reported Busness Location(s) - Start Date 07/17/2024 - 40 Hours per Month/ 2 Hours During Trading 5) 03/13/2025 - Jetstreaming Wealth Momentum - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 60 Hrs/Mth - 7 Hrs During Trading. 6) 06/03/2025 - SECURE WEALTH PROTECTION - Inv. Related - Insurance Agency - At Reported Business Location(s) - Start Date:06/02/2025 - 40 Hrs/Mth - 0 Hrs During Trading. 7) 06/09/2025 - USA PLANNING - Inv. Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/02/2025 - 20 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-31
  • S66 Uniform Combined State Law Examination
    2000-07-31

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