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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-04 |
| CA | RA | APPROVED | 2026-06-02 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 04/2026 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2025 | 02/2026 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 09/2025 | 02/2026 |
| Office Depot | Pasadena | CA | 02/2018 | 06/2021 |
| La Fitness | Glendora | CA | 11/2021 | 08/2023 |
| Pomona Unified School District | Pomona | CA | 09/2023 | 08/2025 |
| Northwestern Mutual | Ontario | CA | 10/2024 | 02/2025 |
| Self-Employed | La Verne | CA | 11/2019 | 05/2023 |
| University Of Arizona | Tucson | AZ | 08/2015 | 05/2017 |
| Cal State La | Los Angeles | CA | 01/2021 | 05/2023 |
| Pasadena City College | Pasadena | CA | 02/2018 | 06/2024 |
| Pima Community College | La Verne | CA | 08/2017 | 11/2017 |
| Saca's Mediterranean Cuisine | Claremont | CA | 11/2017 | 02/2018 |
| Charter Oak School District | Covina | CA | 09/2023 | 03/2025 |
| Alhambra Unified School District | Alhambra | CA | 01/2024 | 05/2024 |
| Claremont Unified School District | Pomona | CA | 02/2024 | 08/2025 |
| Ups | Baldwin Park | CA | 10/2022 | 12/2022 |
Name of the other business: California Life, Health, and Annuity License Whether the business is investment-related: Yes Address of the other business: Scottsdale, AZ Nature of the other business: Maintain license Your position: Consumer Investment Specialist Title, or relationship with the other business: Insurance Agent Start date of your relationship: 11/20/24 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Maintain license
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-02 |
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