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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-04
CA RA APPROVED 2026-06-02
  • TX RA
    APPROVED
    Since 2026-06-04
  • CA RA
    APPROVED
    Since 2026-06-02

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2026 Present
The Vanguard Group, Inc. Scottsdale AZ 09/2025 02/2026
Vanguard Marketing Corporation Scottsdale AZ 09/2025 02/2026
Office Depot Pasadena CA 02/2018 06/2021
La Fitness Glendora CA 11/2021 08/2023
Pomona Unified School District Pomona CA 09/2023 08/2025
Northwestern Mutual Ontario CA 10/2024 02/2025
Self-Employed La Verne CA 11/2019 05/2023
University Of Arizona Tucson AZ 08/2015 05/2017
Cal State La Los Angeles CA 01/2021 05/2023
Pasadena City College Pasadena CA 02/2018 06/2024
Pima Community College La Verne CA 08/2017 11/2017
Saca's Mediterranean Cuisine Claremont CA 11/2017 02/2018
Charter Oak School District Covina CA 09/2023 03/2025
Alhambra Unified School District Alhambra CA 01/2024 05/2024
Claremont Unified School District Pomona CA 02/2024 08/2025
Ups Baldwin Park CA 10/2022 12/2022
  • 04/2026 → Present
    Chandler, AZ
  • 09/2025 → 02/2026
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2025 → 02/2026
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 02/2018 → 06/2021
    Office Depot
    Pasadena, CA
  • 11/2021 → 08/2023
    La Fitness
    Glendora, CA
  • 09/2023 → 08/2025
    Pomona Unified School District
    Pomona, CA
  • 10/2024 → 02/2025
    Northwestern Mutual
    Ontario, CA
  • 11/2019 → 05/2023
    Self-Employed
    La Verne, CA
  • 08/2015 → 05/2017
    University Of Arizona
    Tucson, AZ
  • 01/2021 → 05/2023
    Cal State La
    Los Angeles, CA
  • 02/2018 → 06/2024
    Pasadena City College
    Pasadena, CA
  • 08/2017 → 11/2017
    Pima Community College
    La Verne, CA
  • 11/2017 → 02/2018
    Saca's Mediterranean Cuisine
    Claremont, CA
  • 09/2023 → 03/2025
    Charter Oak School District
    Covina, CA
  • 01/2024 → 05/2024
    Alhambra Unified School District
    Alhambra, CA
  • 02/2024 → 08/2025
    Claremont Unified School District
    Pomona, CA
  • 10/2022 → 12/2022
    Ups
    Baldwin Park, CA
Other Businesses

Name of the other business: California Life, Health, and Annuity License Whether the business is investment-related: Yes Address of the other business: Scottsdale, AZ Nature of the other business: Maintain license Your position: Consumer Investment Specialist Title, or relationship with the other business: Insurance Agent Start date of your relationship: 11/20/24 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Maintain license

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-02
  • S66 Uniform Combined State Law Examination
    2026-06-02
Other Names
  • Justin Diaz
  • Justin J Diaz
  • Justin Julio Diaz

View on SEC IAPD

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