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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-14
CT RA APPROVED 2025-09-02
  • TX RA
    APPROVED
    Since 2025-10-14
  • CT RA
    APPROVED
    Since 2025-09-02

Branch Locations

21 Broad St, Milford, CT 06460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc East Brunswick NJ 06/2024 11/2024
Education - Junior And High School Beijing 09/2014 06/2020
Dc Advisory New York City NY 07/2023 09/2023
Rutgers University New Brunswick NJ 09/2020 05/2024
Lpl Enterprise, Llc Fort Mill SC 11/2024 01/2025
Morgan Stanley Menlo Park CA 02/2025 07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guilford CT 08/2025 Present
Agricultural Bank Of China New York NY 06/2024 07/2024
Bank Of America, N.A. Guilford CT 09/2025 Present
  • 06/2024 → 11/2024
    Pruco Securities Llc
    East Brunswick, NJ
  • 09/2014 → 06/2020
    Education - Junior And High School
    Beijing
  • 07/2023 → 09/2023
    Dc Advisory
    New York City, NY
  • 09/2020 → 05/2024
    Rutgers University
    New Brunswick, NJ
  • 11/2024 → 01/2025
    Lpl Enterprise, Llc
    Fort Mill, SC
  • 02/2025 → 07/2025
    Menlo Park, CA
  • 08/2025 → Present
    Guilford, CT
  • 06/2024 → 07/2024
    Agricultural Bank Of China
    New York, NY
  • 09/2025 → Present
    Bank Of America, N.A.
    Guilford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-16
  • S66 Uniform Combined State Law Examination
    2025-05-16

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